| 17-02501 | 12/12/2018 | Claimant(s): Tracey Schusterman
Claimant Lawyers(s): Debra L Raskin
Respondent(s): Rosa Mazzone
Respondent Lawyers(s): Catania Facher
Arbitrator(s): Jill I. Gross, Ariel Berschadsky, Richard M. Gray
Hearing Site: New York, NY
| | |
| 16-02987 | 03/02/2017 | Claimant(s): Capital One Investing
Claimant Lawyers(s): Todd Ratner
Respondent(s): Daniel Nelson
Respondent Lawyers(s): Daniel Joseph Nelson
Arbitrator(s): Simon S. Kogan, Anthony Michael Sabino, Ariel Berschadsky
Hearing Site: New York, NY
| | |
| 14-03246 | 10/11/2016 | Claimant(s): Emil Soltis
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Theresa R. Joyner, Morton S. Bunis, Ariel Berschadsky
Hearing Site: Newark, NJ
|  | Expungement |
| 13-03332 | 10/16/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): David Schmidt
Respondent(s): David Seigerman
Respondent Lawyers(s): David A. Seigerman
Arbitrator(s): Bernard M. Levine, Ariel Berschadsky, Roland E. Wyatt
Hearing Site: Newark, NJ
| | |
| 13-03282 | 01/22/2015 | Claimant(s): Hartwyck at Oak Tree., JFK Health System., The Community Hospital Group.
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Cain Brothers & Company
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Daniel J. McCarthy, Ariel Berschadsky, S. Charles Tabak
Hearing Site: Newark, NJ
| | Expungement |
| 11-04481 | 11/06/2013 | Claimant(s): Philip Evans
Claimant Lawyers(s): Phillip Evans
Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies.
Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz
Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian
Hearing Site: Newark, NJ
| | $135,000 |
