| 17-02501 | 12/12/2018 | Claimant(s): Tracey Schusterman
Claimant Lawyers(s): Debra L Raskin
Respondent(s): Rosa Mazzone
Respondent Lawyers(s): Catania Facher
Arbitrator(s): Jill I. Gross, Ariel Berschadsky, Richard M. Gray
Hearing Site: New York, NY
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| 14-02373 | 03/12/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Juan Rumayor
Respondent Lawyers(s): Juan Diego Rumayor
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
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| 09-03467 | 05/06/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Matthew Belden
Respondent Lawyers(s): Richard Sacks
Arbitrator(s): James N. D'Orso, Kenneth W. Gosliner, Robert Elman
Hearing Site: San Francisco, CA
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| 10-00447 | 02/19/2014 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Thomas Keiser
Respondent Lawyers(s): Noah Paul Fardo
Arbitrator(s): Ralph L. Corton, Barry J. Lipson, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
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| 11-02649 | 10/21/2011 | Claimant(s): Advanced Equities.
Claimant Lawyers(s): Grant R. Cornehls
Respondent(s): Frank Mazzola, Jared Carmel, Felix Investments LLC
Respondent Lawyers(s): Barry M. Bordetsky, Catania Facher
Arbitrator(s): Marguerite B. Filson, Stuart Rothenstein, Allan E. Johnson
Hearing Site: New York, NY
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| 09-07032 | 05/05/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Suzanne LaTour
Respondent Lawyers(s): Peter J. Attarian
Arbitrator(s): Mandel E. Himelstein, Michael D. Briggs, Alan Joseph Goldstein
Hearing Site: San Diego, CA
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| 09-03430 | 04/15/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Patrick Murray
Respondent Lawyers(s): W. Patrick Murray
Arbitrator(s): Jeffrey M. Bain, Truman M. Hogan, Frank C. Fogl
Hearing Site: Cleveland, OH
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| 09-01292 | 02/08/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Borders Consulting Services
Respondent Lawyers(s): Holiday Hunt Russell
Arbitrator(s): Ronald W. Devoe, Robert C. Werner, Mitchel Weiss
Hearing Site: Ft. Lauderdale, FL
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| 09-03535 | 08/09/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): John Martfeld
Respondent Lawyers(s): D. Westbrook Doss,
Arbitrator(s): Royce Alan Burns, Donna J. Young, David T. Maddux
Hearing Site: Little Rock, AR
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| 09-00882 | 03/01/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Daniel Henrichs
Respondent Lawyers(s): Susan K. Roach
Arbitrator(s): Gerald Cohen, Sean Patrick Abernathy, David B. Lacks
Hearing Site: St. Louis, MO
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