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FINRA Awards for Ralph L. Corton

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0044702/19/2014Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Thomas Keiser
Respondent Lawyers(s): Noah Paul Fardo
Arbitrator(s): Ralph L. Corton, Barry J. Lipson, Mark Alexander Sipper
Hearing Site: Pittsburgh, PA
08-0046608/12/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Thomas Banus
Respondent Lawyers(s): Mark R. Thierman
Arbitrator(s): Peter L. Pointer, Robert G. Conway, Ralph L. Corton
Hearing Site: Cleveland, OH

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