13-02154 | 02/16/2016 | Claimant(s): Ani Baumgarner, James Baumgarner Claimant Lawyers(s): James D. Baumgarner Respondent(s): Howard Kay, FSC Securities Corporation Respondent Lawyers(s): Craig Vollono, Howard Kay Arbitrator(s): Frank C. Fogl, Rosemary Christina Crawford, Stuart C. Gaul Hearing Site: Pittsburgh, PA
| | $60,250 |
14-01186 | 09/11/2015 | Claimant(s): Charles Winter, Jennifer Winter Claimant Lawyers(s): Courtney M. Yeager Respondent(s): Victor Bull, Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Frank C. Fogl, Richard S. Hines, Gary Lee Ainley Hearing Site: Cleveland, OH
| | $109,590 |
14-01306 | 09/11/2015 | Claimant(s): Jeremiah Lang, Lisa Lang Claimant Lawyers(s): Chad M. Kohler Respondent(s): Victor Bull, Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Frank C. Fogl, Ellen Holland Keller, Eileen B. Vernon Hearing Site: Cleveland, OH
| | $94,741 |
14-03320 | 04/01/2015 | Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): Pete S. Michaels Respondent(s): James Perry Respondent Lawyers(s): James P. Perry Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
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14-02222 | 03/27/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Robert Dunbar Respondent Lawyers(s): Robert J Dunbar Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
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14-01510 | 03/12/2015 | Claimant(s): Robert Durick Claimant Lawyers(s): Robert J. Durick Respondent(s): Success Trade Securities. Respondent Lawyers(s): Fuad Ahmed Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
| | $2,733 |
13-02180 | 10/20/2014 | Claimant(s): John Shaw Claimant Lawyers(s): John M. Shaw Respondent(s): Brad Hindman, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Frank C. Fogl Hearing Site: Pittsburgh, PA
| | $0 |
13-02937 | 08/05/2014 | Claimant(s): Matthew Pajestka Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Frank C. Fogl Hearing Site: Cleveland, OH
| | $18,000 |
12-04273 | 03/10/2014 | Claimant(s): Karen Cartwright Claimant Lawyers(s): Shelly J. Todd Respondent(s): Anthony Rocco, Richard Barron, Richard Spencer, Wesbanco Securities., Westbanco. Respondent Lawyers(s): Douglas G. Smith Arbitrator(s): Frank C. Fogl, Gregory P. Szuter, Paul E. von Geis Hearing Site: Pittsburgh, PA
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12-04172 | 10/25/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex Komoroski Respondent(s): Francis Gerham Respondent Lawyers(s): Donald Neidhardt Arbitrator(s): Frank C. Fogl Hearing Site: Buffalo, NY
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