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FINRA Awards for Gary Lee Ainley

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0107201/19/2023Claimant(s): David Smith, The Estate of Clara M. Bell
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): G. Clinton Kelley
Arbitrator(s): Jeffrey M. Bain, Gary Lee Ainley, Karl Strohbehn
Hearing Site: Cleveland, OH
Checkmark Icon$93,666
15-0107109/02/2016Claimant(s): John Gross
Claimant Lawyers(s): Michael J. Elliott
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Marianne L. Simpson, John C. Aten, Gary Lee Ainley
Hearing Site: Cleveland, OH
14-0118609/11/2015Claimant(s): Charles Winter, Jennifer Winter
Claimant Lawyers(s): Courtney M. Yeager
Respondent(s): Victor Bull, Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Frank C. Fogl, Richard S. Hines, Gary Lee Ainley
Hearing Site: Cleveland, OH
Checkmark Icon$109,590
13-0264611/11/2014Claimant(s): Jonathan Brofford
Claimant Lawyers(s): Jonathan D. Brofford
Respondent(s): Colin Lewis, Jeffrey Suhanic, Kenneth Duncan, PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Jay S. Ferrier, Richard W. Dissen, Gary Lee Ainley
Hearing Site: Cleveland, OH

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