22-00828 | 12/07/2022 | Claimant(s): Richard Whalen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Carrington Investment Services Respondent Lawyers(s): Karl E. May Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY
| | |
20-02876 | 03/19/2021 | Claimant(s): Timothy Walsh Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fortune Financial Services., World Choice Securities. Respondent Lawyers(s): Karl E. May, Robert K. Cargin Arbitrator(s): Jeff Abrams Hearing Site: Dallas, TX
| | |
15-03367 | 06/06/2017 | Claimant(s): John Ebersole, Patti Ebersole Claimant Lawyers(s): Hugh D. Berkson Respondent(s): Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Michael S. Matek, Kevin R. Zehe, Ronnie Lou Marquez-Posey Hearing Site: Cleveland, OH
| | Stipulated Award |
15-01457 | 04/20/2017 | Claimant(s): Richard Eslich Claimant Lawyers(s): Hugh D. Berkson Respondent(s): Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Jeffrey M. Bain, Leonard Arthur Nelson, Robert M Lustig Hearing Site: Cleveland, OH
| | Stipulated Award |
15-02220 | 04/03/2017 | Claimant(s): Carolee McCardle, Dale Stake, Donald McCardle, Jeffrey Roberts, Larry Gigax, Michael Ryan, Pamela Stichion, Ronald Stichion, Shelby Roberts, 912 Holdings Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Roger W. Van Deusen, Stuart Sinai, Benjamin E. Fisher Hearing Site: Tampa, FL
| | $668,675 |
15-00382 | 03/27/2017 | Claimant(s): Jerry Heilman, Mary Heilman, Tony Tasca Claimant Lawyers(s): Alan Rosca, Hugh D. Berkson Respondent(s): Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Susan M. Thevenet, Nancy Fioritto, Kevin Brodar Hearing Site: Cleveland, OH
| | Stipulated Award |
14-01186 | 09/11/2015 | Claimant(s): Charles Winter, Jennifer Winter Claimant Lawyers(s): Courtney M. Yeager Respondent(s): Victor Bull, Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Frank C. Fogl, Richard S. Hines, Gary Lee Ainley Hearing Site: Cleveland, OH
| | $109,590 |
14-01306 | 09/11/2015 | Claimant(s): Jeremiah Lang, Lisa Lang Claimant Lawyers(s): Chad M. Kohler Respondent(s): Victor Bull, Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Frank C. Fogl, Ellen Holland Keller, Eileen B. Vernon Hearing Site: Cleveland, OH
| | $94,741 |
14-01320 | 09/19/2014 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Franklin S. Bennett Respondent(s): Patrick Hudec Respondent Lawyers(s): Karl E. May Arbitrator(s): Gary B. Deutsch Hearing Site: Cleveland, OH
| | |
10-04648 | 09/22/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Sean G. Duffy Respondent(s): David Peters Respondent Lawyers(s): Karl E. May Arbitrator(s): Thomas R. Skulina Hearing Site: Cleveland, OH
| | |