| 17-00156 | 04/09/2018 | Claimant(s): Tami Schneider
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Christopher Barone, Richard Barone, America Northcoast Securities.
Respondent Lawyers(s): Michael Davis Hoenig
Arbitrator(s): Robert J. Scafuri, Jeffrey M. Bain, Robert Edward Glaser
Hearing Site: Cleveland, OH
|  | Expungement |
| 16-03079 | 03/05/2018 | Claimant(s): The Robert A. Weitzel Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David Buffa
Arbitrator(s): Kathleen P. Helbig-Hannan, Eileen B. Vernon, Ronald Edward Alexander
Hearing Site: Cleveland, OH
| | Expungement |
| 15-03367 | 06/06/2017 | Claimant(s): John Ebersole, Patti Ebersole
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Michael S. Matek, Kevin R. Zehe, Ronnie Lou Marquez-Posey
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 15-01457 | 04/20/2017 | Claimant(s): Richard Eslich
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Jeffrey M. Bain, Leonard Arthur Nelson, Robert M Lustig
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 15-00382 | 03/27/2017 | Claimant(s): Jerry Heilman, Mary Heilman, Tony Tasca
Claimant Lawyers(s): Alan Rosca, Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Susan M. Thevenet, Nancy Fioritto, Kevin Brodar
Hearing Site: Cleveland, OH
| | Stipulated Award |
| 14-02323 | 12/15/2015 | Claimant(s): Janice Toran, Robert Bogomolny
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith Esq.
Arbitrator(s): Mary E. Woytek, Vicky L. Orem, Basheera-Alia James
Hearing Site: Baltimore, MD
| | $0 |
| 12-03654 | 05/01/2014 | Claimant(s): Linda Gabriel, The Linda Mae Gabriel Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Douglas R. Jennings
Arbitrator(s): Thomas R. Skulina, I. Bernard Trombetta, Lane Alan Montz
Hearing Site: Cleveland, OH
| | $135,000 |
| 10-01196 | 01/03/2012 | Claimant(s): Dougals Haslinger, Sandra Haslinger Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Greene
Arbitrator(s): Carol M. Stoner, Marianne L. Simpson, Eileen B. Vernon
Hearing Site: Cleveland, OH
| | Expungement |
