Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02235 | 12/21/2020 | Claimant(s): Carlos Scarano Garcia Claimant Lawyers(s): Walter J. Mathews Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Keith Olin, Peter Fruin, Roberto C. Quinones Arbitrator(s): Richard Carl Smukler, Basheera-Alia James, Robert Stewart Barney Hearing Site: San Juan, PR |  | Settlement |
| 14-02323 | 12/15/2015 | Claimant(s): Janice Toran, Robert Bogomolny Claimant Lawyers(s): Hugh D. Berkson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Esq. Arbitrator(s): Mary E. Woytek, Vicky L. Orem, Basheera-Alia James Hearing Site: Baltimore, MD | | $0 |