| 12-03654 | 05/01/2014 | Claimant(s): Linda Gabriel, The Linda Mae Gabriel Trust
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Douglas R. Jennings
Arbitrator(s): Thomas R. Skulina, I. Bernard Trombetta, Lane Alan Montz
Hearing Site: Cleveland, OH
|  | $135,000 |
| 12-00944 | 01/02/2013 | Claimant(s): George Katsikas, Scott Katsikas
Claimant Lawyers(s): Eric S. Zell
Respondent(s): Peter Peterson, Aspen Capital Partners, Pointe Atlantic.
Respondent Lawyers(s): Company President, Peter M. Peterson, Sandra Ann Sutter
Arbitrator(s): Thomas C. Wagner, I. Bernard Trombetta, Shelly A. Goering
Hearing Site: Cleveland, OH
| | $433,450 |
| 07-02883 | 07/12/2010 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Keybanc Capital Markets Inc., John Hartman
Respondent Lawyers(s): John Hartman, Wm. Joseph Baker
Arbitrator(s): Ellen Holland Keller, I. Bernard Trombetta, Marianne L. Simpson
Hearing Site: Cleveland, OH
| | Settlement |
| 05-05548 | 10/23/2007 | Claimant(s): Lewis Zipkin
Claimant Lawyers(s): Thomas C. Wagner
Respondent(s): Ernest Mishne, Oppenheimer & Co..
Respondent Lawyers(s): Todd A. Broski
Arbitrator(s): Frank C. Fogl, Terrence Patrick McHugh, I. Bernard Trombetta
Hearing Site: Cleveland, OH
| | Stipulated Award and Expungement |
