| 20-03106 | 04/16/2021 | Claimant(s): George Koulouris
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Halden R. Schwallie
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
| | |
| 19-03636 | 06/08/2020 | Claimant(s): James Buto
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group.
Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX
| | |
| 18-04391 | 12/03/2019 | Claimant(s): Bryan Weber
Claimant Lawyers(s): Harris Freedman
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Susan L. Walker
Hearing Site: Cleveland, OH
| | |
| 18-00029 | 09/14/2018 | Claimant(s): Charles LaRocco
Claimant Lawyers(s): Eric Litow
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Michael J. Meeusen
Hearing Site: Buffalo, NY
| | |
| 15-02006 | 12/01/2017 | Claimant(s): Matt Summerville
Claimant Lawyers(s): James W. Halter
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, David M. Panko, David Rosenblum Cohen
Hearing Site: Cleveland, OH
| | |
| 09-06039 | 09/08/2010 | Claimant(s): Kevin Grier
Claimant Lawyers(s): David B. Wechsler
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten
Hearing Site: New York, NY
| | |
| 07-02883 | 07/12/2010 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Keybanc Capital Markets Inc., John Hartman
Respondent Lawyers(s): John Hartman, Wm. Joseph Baker
Arbitrator(s): Ellen Holland Keller, I. Bernard Trombetta, Marianne L. Simpson
Hearing Site: Cleveland, OH
|  | Settlement |
| 07-01002 | 12/19/2007 | Claimant(s): Beatrice Pautienis
Claimant Lawyers(s): Beatrice Pautienis
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
| | $0 |
| 06-01149 | 11/26/2007 | Claimant(s): Quinault Indian Nation
Claimant Lawyers(s): Carl J. Carlson
Respondent(s): Keybanc Capital Markets Inc., David Hohimer, Michelle Hansen
Respondent Lawyers(s): Rudy Englund, Shannon L. McDougald
Arbitrator(s): Michael W. Reinhardt, John F. Cockburn, Laurie E. Law
Hearing Site: Seattle, WA
| | $391,766 |
