09-06039 | 09/08/2010 | Claimant(s): Kevin Grier Claimant Lawyers(s): David B. Wechsler Respondent(s): Keybanc Capital Markets Inc. Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Michael H. DuBoff, Carol E. Weir, Kevin B. Naughten Hearing Site: New York, NY
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09-01011 | 08/24/2010 | Claimant(s): Sandy Lerner Claimant Lawyers(s): Louis F. Burke Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Carol E. Weir, David J. Pine, Alfred H. Kingon Hearing Site: New York, NY
| | $0 |
09-00861 | 09/01/2009 | Claimant(s): Helen Howard Claimant Lawyers(s): Neil A. Sussman Respondent(s): Wells Fargo Investments, David Logsdon Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): William G. Binckes, Carol E. Weir, Kevin B. Naughten Hearing Site: New York, NY
| | Expungement |
08-00476 | 03/05/2009 | Claimant(s): Eileen Valentino-Condon Claimant Lawyers(s): Brett D. Sherman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Douglas H. Wigdor Arbitrator(s): Carol E. Weir, Saul Scheier, Mae A. Brudner Hearing Site: New York, NY
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07-02816 | 07/31/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joseph E. Gehring Respondent(s): UBS Financial Services Inc., Michael Fisher Respondent Lawyers(s): James L. Komie Arbitrator(s): Edward Baer, Carol E. Weir, John N. Polakas Hearing Site: New York, NY
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