| 12-04000 | 07/15/2014 | Claimant(s): James Fellus
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Tejas Securities Group., Westech Capital Corp.
Respondent Lawyers(s): Mark Berthiaume
Arbitrator(s): Saul Scheier, Stephen J. Patti, Bernard Lieberman
Hearing Site: New York, NY
| | |
| 13-00918 | 06/16/2014 | Claimant(s): Sabina Phillips
Claimant Lawyers(s): Sabina Phillips
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): David Finnegan, Saul Scheier, Thomas M. Amadio
Hearing Site: New York, NY
| | |
| 13-02127 | 02/20/2014 | Claimant(s): Patricia Espejo
Claimant Lawyers(s): Patricia Espejo
Respondent(s): Mark Soliman
Respondent Lawyers(s): Mark Paul Soliman
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
|  | $0 |
| 12-03561 | 06/18/2013 | Claimant(s): Emil Shasha, V. S. Shasha Revc Liv Trust UAD
Claimant Lawyers(s): Emil Shasha
Respondent(s): E*Trade Securities LLC, J.P. Morgan Invest LLC
Respondent Lawyers(s): Christopher Reyes, Meredith Felde Hoffman
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | $0 |
| 12-00417 | 05/22/2013 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Sweeney
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): Saul Scheier
Hearing Site: New York, NY
| | |
| 09-06361 | 05/17/2012 | Claimant(s): The Estate of George T. Arns, The Arns Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Frank Delli Carpini, Pershing LLC, UBS Financial Services Inc., Belle Haven Investments, L.P.
Respondent Lawyers(s): Amy B. Bard, Garry Lischin, Matthew Tracy
Arbitrator(s): Kinchen C. Bizzell, Saul Scheier, Ellyn S. Roth
Hearing Site: New York, NY
| | Expungement |
| 08-00584 | 05/06/2011 | Claimant(s): Jeanine Thompson, Lauren Vitagliano
Claimant Lawyers(s): Greg Martello
Respondent(s): George Tamborello, John Wilson
Respondent Lawyers(s): George M. Tamborello, Raymond Nardo
Arbitrator(s): Saul Scheier, Richard Adam Young, David Ross
Hearing Site: New York, NY
| | |
| 09-03007 | 12/31/2010 | Claimant(s): Mitchell Schley
Claimant Lawyers(s): Mitchell Schley
Respondent(s): Barbara Bishop, Bear Stearns & Co..
Respondent Lawyers(s): Lawrence R. Sandak
Arbitrator(s): Ernest Fanwick, Robert Pincus, Saul Scheier
Hearing Site: New York, NY
| | |
| 10-01784 | 09/21/2010 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): Patrick Garcia
Respondent Lawyers(s): Patrick A. Garcia
Arbitrator(s): Saul Scheier
Hearing Site: Newark, NJ
| | |
| 09-02247 | 03/26/2010 | Claimant(s): Milford Muchnick
Claimant Lawyers(s): Henry T. Nguyen
Respondent(s): Morgan Stanley & Co., William Knowles
Respondent Lawyers(s): August "Jaime" H. Schupp
Arbitrator(s): David F. Greenberg, Peter A. Goldman, Saul Scheier
Hearing Site: New York, NY
| | $72,000 |
