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FINRA Awards for Kinchen C. Bizzell

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0262309/16/2021Claimant(s): FPP CIS Opportunities Fund, L.P.
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): David Luger
Arbitrator(s): Judith C. Zerden, Kinchen C. Bizzell, Lawrence Williams
Hearing Site: New York, NY
Checkmark Icon$1,881,500
14-0116204/10/2015Claimant(s): John Ames
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick Shea
Arbitrator(s): Kinchen C. Bizzell, Abigail J. Pessen, Marion F. Posner
Hearing Site: New York, NY
11-0170108/15/2012Claimant(s): Albert Lazarus
Claimant Lawyers(s): Arthur P Fisch
Respondent(s): Eric Diton, UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Kinchen C. Bizzell, Keely D. Parr, Michele S. Riley
Hearing Site: New York, NY
Checkmark Icon$0
10-0289706/29/2012Claimant(s): Gerald Grossman
Claimant Lawyers(s): Loretta Gastwirth
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kinchen C. Bizzell, William E. Nuckel, Paul S. Biederman
Hearing Site: New York, NY
Checkmark Icon$0
09-0636105/17/2012Claimant(s): The Estate of George T. Arns, The Arns Family Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Frank Delli Carpini, Pershing LLC, UBS Financial Services Inc., Belle Haven Investments, L.P.
Respondent Lawyers(s): Amy B. Bard, Garry Lischin, Matthew Tracy
Arbitrator(s): Kinchen C. Bizzell, Saul Scheier, Ellyn S. Roth
Hearing Site: New York, NY
Checkmark IconExpungement
09-0306501/26/2012Claimant(s): Joseph Yurman, Murphy Family Trust
Claimant Lawyers(s): Lawrence A. Steckman
Respondent(s): Citigroup Global Markets., Reaz Islam, Citigroup Alternative Investments LLC, Citigroup Fixed Income Alternatives, Citigroup., Mat Five LLC Fund, Municipal Opportunity Fund Five LLC
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Craig Scott Bartlett, Sheldon M. Finkelstein, Kinchen C. Bizzell
Hearing Site: New York, NY
Checkmark Icon$950,000
10-0383709/14/2011Claimant(s): The Richard Steinberg Living Trust
Claimant Lawyers(s): David E. Bamberger
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Kinchen C. Bizzell, Alun Hywel Jones, Ivan W. Harper
Hearing Site: New York, NY
Checkmark Icon$0
09-0527602/03/2011Claimant(s): Lewis Kivo
Claimant Lawyers(s): Lewis Kivo
Respondent(s): Oppenheimer & Co.., Michael Lesser
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kinchen C. Bizzell, Robert Youdelman, Myrna E. DeJesus
Hearing Site: New York, NY
Checkmark Icon$40,600
09-0542101/28/2011Claimant(s): Randall Fausak
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis, Jr.
Arbitrator(s): Kinchen C. Bizzell, Richard J. Kaplan, Demetrio S. Timban
Hearing Site: New Orleans, LA
Checkmark Icon$107,475
09-0262311/18/2010Claimant(s): Kevin Holloway, Shyamala Holloway
Claimant Lawyers(s): Kevin Holloway
Respondent(s): Kenneth Thom, Kevin Burr
Respondent Lawyers(s): Kenneth Thom, Kevin Richard Burr
Arbitrator(s): James J. Fishman, Kinchen C. Bizzell, Paul Weinberg
Hearing Site: New York, NY
Checkmark Icon$38,902

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