| 09-03065 | 01/26/2012 | Claimant(s): Joseph Yurman, Murphy Family Trust
Claimant Lawyers(s): Lawrence A. Steckman
Respondent(s): Citigroup Global Markets., Reaz Islam, Citigroup Alternative Investments LLC, Citigroup Fixed Income Alternatives, Citigroup., Mat Five LLC Fund, Municipal Opportunity Fund Five LLC
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Craig Scott Bartlett, Sheldon M. Finkelstein, Kinchen C. Bizzell
Hearing Site: New York, NY
|  | $950,000 |
| 09-02800 | 01/20/2012 | Claimant(s): James Minchello, Martha Sullivan, Robert Minchello
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Citigroup Global Markets., Citigroup.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy
Hearing Site: Boston, MA
| | |
| 08-02399 | 06/06/2011 | Claimant(s): Kimberly Hutcheson
Claimant Lawyers(s): Brian P. Sanford
Respondent(s): Audrey Gibson, Gary Carby, Citigroup Global Markets., Stephen Caine, Citigroup.
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Jeff Abrams, Joseph A. Vicario, Edward S. Koppman
Hearing Site: Dallas, TX
| | |
| 07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup.
Respondent Lawyers(s): Jill Rosenberg
Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor
Hearing Site: New York, NY
| | |
| 07-00359 | 04/18/2008 | Claimant(s): Caren Bass
Claimant Lawyers(s): Caren M. Bass
Respondent(s): Citigroup.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Sandra J. Mullings, Elizabeth B. Head, Bartley F. Flaherty
Hearing Site: New York, NY
| | |
