Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-06772 | 05/08/2012 | Claimant(s): Susan Shalov Claimant Lawyers(s): Robert Bertsch Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alan J. Duncan, R. Peter Faris, Brent J. Rosenbaum Hearing Site: Las Vegas, NV |  | $0 |
| 10-00059 | 08/03/2011 | Claimant(s): Stamatis Astras Claimant Lawyers(s): Robert Bertsch Respondent(s): Mercer Capital Ltd. Respondent Lawyers(s): Lynn G. Schultz Arbitrator(s): Evalyn Lipton Fishbein Hearing Site: Boston, MA | | $0 |
| 09-06914 | 03/08/2011 | Claimant(s): Edwin Christensen Claimant Lawyers(s): Richard D. De Vita Respondent(s): Rocco Mongelli Respondent Lawyers(s): Robert Bertsch Arbitrator(s): John Richard Lynch Hearing Site: Albany, NY | | Stipulated Award |
| 07-00169 | 01/06/2009 | Claimant(s): Donald Scott Claimant Lawyers(s): Stuart Reed Respondent(s): Jeffrey Ramson, KAL Trading Respondent Lawyers(s): Jeffrey Ramson, Robert Bertsch Arbitrator(s): Nancy J. Cliff, Alfred P. Reeves, Marie G. Peterson Hearing Site: Boca Raton, FL | ||
| 07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien Claimant Lawyers(s): Robert Bertsch Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup. Respondent Lawyers(s): Jill Rosenberg Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor Hearing Site: New York, NY |