| 21-00356 | 09/15/2021 | Claimant(s): Thomas Seiler
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A Pizzitola
Arbitrator(s): John J. Jordan, Thomas Naylor, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
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| 14-02988 | 10/07/2016 | Claimant(s): Brandon Decker
Claimant Lawyers(s): Brandon George Decker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Howard D. Jacob, Ellyn S. Roth, Thomas Naylor
Hearing Site: New York, NY
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| 13-02423 | 05/09/2014 | Claimant(s): Joseph Gunnar & Co. LLC
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Susan C. Lushing, Franklin P. Chapman, Thomas Naylor
Hearing Site: New York, NY
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| 12-00550 | 10/15/2012 | Claimant(s): Alessandra Rosenfeld
Claimant Lawyers(s): Alessandra Rosenfeld
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Caron L. Alberts
Arbitrator(s): Irwin Kahn, David Finnegan, Thomas Naylor
Hearing Site: New York, NY
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| 07-00889 | 05/05/2008 | Claimant(s): Edward O'Brien
Claimant Lawyers(s): Robert Bertsch
Respondent(s): Citigroup Global Markets., Citicorp Investment Services, Citigroup.
Respondent Lawyers(s): Jill Rosenberg
Arbitrator(s): Michael E. Curan, J. Martin McDonough, Thomas Naylor
Hearing Site: New York, NY
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| 04-00825 | 04/29/2008 | Claimant(s): John La Spina
Claimant Lawyers(s): Brian Reis
Respondent(s): Hennion & Walsh., Metropolitan Life Insurance Company
Respondent Lawyers(s): Anthony P. La Rocco, Joseph C. O'Keefe
Arbitrator(s): Madelyn A. Levy, Herbert N. Fishman, Thomas Naylor
Hearing Site: New York, NY
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