| 18-02255 | 10/31/2018 | Claimant(s): Garden State Securities.
Claimant Lawyers(s): Steven D. Trigili
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
| | |
| 11-04783 | 09/05/2014 | Claimant(s): Charles Jia, Laura Zhou
Claimant Lawyers(s): Steven M. Green
Respondent(s): Anthony Sica, Gary Saccaro, Joseph Alagna, Michael Kaplan, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Kevin K. Forrester, Mitchell Lee Lathrop, Traci Lynn Sherrod
Hearing Site: San Diego, CA
|  | Expungement |
| 13-01913 | 05/21/2014 | Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 13-02423 | 05/09/2014 | Claimant(s): Joseph Gunnar & Co. LLC
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Susan C. Lushing, Franklin P. Chapman, Thomas Naylor
Hearing Site: New York, NY
| | |
| 12-02193 | 11/04/2013 | Claimant(s): Gerard Sagliocca
Claimant Lawyers(s): Gerard J. Sagliocca
Respondent(s): Michael Kaplan, Joseph Gunnar & Co.
Respondent Lawyers(s): John E. Lawlor, Michael Kaplan
Arbitrator(s): Mitchell S. Friedman
Hearing Site: Albany, NY
| | $0 |
