| 22-01836 | 04/17/2024 | Claimant(s): Bula Land Trucking LLC C/O Eugene Bula
Claimant Lawyers(s): David B. Vermont
Respondent(s): Stephen Marek, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark A. Frankel, Mark Richard Cummisford, Nathaniel Cade
Hearing Site: Milwaukee, WI
|  | $0 |
| 22-01450 | 05/10/2023 | Claimant(s): Stephan Stein
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Vincent C. Pangia, John Warner Lowe, James Carlone
Hearing Site: New York, NY
| | |
| 22-01452 | 04/27/2023 | Claimant(s): Joseph Alagna
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Peter Bon Viso
Arbitrator(s): Lynne M. Reid-McQueen, Leslie Ruth Nydick, Brian John Gallagher
Hearing Site: New York, NY
| | |
| 20-00159 | 12/19/2022 | Claimant(s): William Barkow
Claimant Lawyers(s): Richard Roth
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan
Hearing Site: New York, NY
| | |
| 20-03230 | 08/01/2022 | Claimant(s): Ryan Faley
Claimant Lawyers(s): William M. Dailey
Respondent(s): LPL Financial LLC, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Jon Kaplon, Peter Bon Viso
Arbitrator(s): Serge Krimnus
Hearing Site: New York, NY
| | |
| 20-00366 | 05/25/2022 | Claimant(s): Laura Tufariello
Claimant Lawyers(s): Chase Carlson
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Paul Bennett Marrow, Ronald Harris Kisner, Susan Romano
Hearing Site: New York, NY
| | $164,900 |
| 20-00151 | 01/25/2022 | Claimant(s): Joseph Gunnar & Co. LLC
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brandon Pflaum, Cesar Pozo, Worden Capital Management LLC, Joseph Alagna, Matthew Gates, Miguel Cabarcas
Respondent Lawyers(s): John E. Lawlor, Richard Roth
Arbitrator(s): Ilene Barbara Zatkin-Butler, Paul C. Kurland, Jeanne M. Keefe
Hearing Site: New York, NY
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| 20-03218 | 09/03/2021 | Claimant(s): Kevin McPhee
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): American Capital Partners, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John Gardini, Peter Bon Viso
Arbitrator(s): Amy Jill Baranoff
Hearing Site: New York, NY
| | |
| 20-02713 | 08/19/2021 | Claimant(s): Roger Monteforte
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Brauer & Associates., Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Gerald Brauer, Peter Bon Viso
Arbitrator(s): Susan Romano
Hearing Site: New York, NY
| | |
| 20-02549 | 06/11/2021 | Claimant(s): Michael Burkoff
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Fred N. Knopf, Peter Bon Viso
Arbitrator(s): Roger B. Jacobs
Hearing Site: New York, NY
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