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FINRA Awards for William Barkow

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0015912/19/2022Claimant(s): William Barkow
Claimant Lawyers(s): Richard Roth
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan
Hearing Site: New York, NY
12-0273807/13/2015Claimant(s): William Barkow
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Emilio Disanluciano, Frank Mazzola, John Bivona, Felix Investments
Respondent Lawyers(s): Aegis J. Frumento, Richard J. Babnick
Arbitrator(s): Mary A. Dubas, Howard D. Jacob, Susan Jane Harrigan
Hearing Site: New York, NY

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