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FINRA Awards for Vivian Drohan

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0181506/13/2023Claimant(s): Estate of Charles Michael Sydlaske
Claimant Lawyers(s): David R. Lurie
Respondent(s): Russell Ray
Respondent Lawyers(s): Neal Brickman
Arbitrator(s): Joan Maxine Secofsky, Emily Diamond, Vivian Rivera Drohan
Hearing Site: New York, NY
20-0015912/19/2022Claimant(s): William Barkow
Claimant Lawyers(s): Richard Roth
Respondent(s): Joseph Alagna, Stephan Stein, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Daniel Robbins, Peter McClellan Wright, Vivian Rivera Drohan
Hearing Site: New York, NY
16-0164502/12/2018Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Ian Hummel
Respondent(s): Critical Outcome Technologies Inc.
Respondent Lawyers(s): Vivian Drohan
Arbitrator(s): Rebecca A. Novak, Daniel Robbins, Richard Gee
Hearing Site: New York, NY

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