20-01944 | 04/05/2021 | Claimant(s): Paul Cooney Claimant Lawyers(s): Irwin Weltz Respondent(s): Hapoalim Securities USA., Maxim Group LLC Respondent Lawyers(s): Daniel J. Cristofano, Ian H. Hummel Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
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19-01359 | 09/27/2019 | Claimant(s): Harry Olivar Claimant Lawyers(s): Harry A. Olivar Respondent(s): Keith Goodman, Michael Solomon, Maxim Group LLC Respondent Lawyers(s): Ian H. Hummel Arbitrator(s): Morris S. Getzels Hearing Site: Los Angeles, CA
| | $0 |
15-03492 | 05/13/2019 | Claimant(s): Dolores Soccodato Claimant Lawyers(s): Brad S. Maistrow Respondent(s): Mark Ketner, Maxim Group LLC Respondent Lawyers(s): Ian H. Hummel Arbitrator(s): Julian F. Santos, Alice E. Winkler, Susan Manca Hearing Site: New York, NY
| | $226,356 |
18-01165 | 01/04/2019 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Ian H. Hummel Respondent(s): First Cap. Real Estate Investments, First Cap. Real Estate Op. P'ship LP, First Capital Real Estate Advisors LP, First Capital Real Estate Trust Inc. Respondent Lawyers(s): Corporate Office Arbitrator(s): Gerry E. Feinberg, Morton S. Bunis, Megan Brillault Hearing Site: New York, NY
| | $0 |
18-00493 | 09/27/2018 | Claimant(s): Christopher Lazos Claimant Lawyers(s): Jonathan C. Uretsky Respondent(s): Oppenheimer & Co.., Maxim Group LLC Respondent Lawyers(s): Ian H. Hummel, John T. McGuire Arbitrator(s): Ira S. Cure Hearing Site: New York, NY
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16-01645 | 02/12/2018 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Ian Hummel Respondent(s): Critical Outcome Technologies Inc. Respondent Lawyers(s): Vivian Drohan Arbitrator(s): Rebecca A. Novak, Daniel Robbins, Richard Gee Hearing Site: New York, NY
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17-01566 | 02/09/2018 | Claimant(s): Sean Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nichols, Safina, Lerner & Co. Inc., Eastbrook Capital Group LLC, Maxim Group LLC Respondent Lawyers(s): Chee Eng, Edward Samson, Ian H. Hummel Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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15-00837 | 03/31/2016 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Ian H. Hummel Respondent(s): Prism Technologies Respondent Lawyers(s): Bonnie M. Boryca Arbitrator(s): Catherine Ladnier, Alice J. P. Lee-Getman, Annamaria Boccia Smith Hearing Site: New York, NY
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15-00115 | 12/30/2015 | Claimant(s): Danitza Parchment Claimant Lawyers(s): Danitza Parchment Respondent(s): David Schuster, Maxim Group LLC Respondent Lawyers(s): Ian Hummel Arbitrator(s): Joseph H. Cerame Hearing Site: New York, NY
| | $0 |
14-02246 | 10/02/2015 | Claimant(s): Maxim Group LLC Claimant Lawyers(s): Ian H. Hummel Respondent(s): Steven Liebman, SML Capital Group LLC Respondent Lawyers(s): Steven Liebman Arbitrator(s): Amy Y. Moy, Ronald Harris Kisner, Edward F. Zagajeski Hearing Site: New York, NY
| | $0 |