| 20-00510 | 03/08/2021 | Claimant(s): Jorge Silva
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
| | |
| 15-03492 | 05/13/2019 | Claimant(s): Dolores Soccodato
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): Mark Ketner, Maxim Group LLC
Respondent Lawyers(s): Ian H. Hummel
Arbitrator(s): Julian F. Santos, Alice E. Winkler, Susan Manca
Hearing Site: New York, NY
|  | $226,356 |
| 17-03428 | 05/08/2019 | Claimant(s): Herman Fuchs, Mina Fuchs
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | $0 |
| 14-00960 | 06/28/2016 | Claimant(s): Francine Frechter
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Richard W. Vallario, Shelley Teitelbaum, David Francis MacNair
Hearing Site: New York, NY
| | |
