| 20-02885 | 06/12/2023 | Claimant(s): Keila Cengiz
Claimant Lawyers(s): Michael M. DiCicco
Respondent(s): Brian Manning, Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond
Hearing Site: Jersey City, NJ
|  | Expungement |
| 19-01334 | 07/22/2022 | Claimant(s): Christopher Pechock
Claimant Lawyers(s): Christopher Gray
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Catherine Stewart, Graham Daw, Sylvia Kaminsky
Hearing Site: Jersey City, NJ
| | $0 |
| 20-03835 | 12/02/2021 | Claimant(s): Nathan Ritzer
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Sylvia Kaminsky, Bryan David Glass, Jay Alan Kranis
Hearing Site: Jersey City, NJ
| | Expungement |
| 17-03428 | 05/08/2019 | Claimant(s): Herman Fuchs, Mina Fuchs
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | $0 |
| 18-01127 | 11/14/2018 | Claimant(s): Jared Friedman
Claimant Lawyers(s): Jared Scott Friedman
Respondent(s): IFS Securities
Respondent Lawyers(s): J. Thomas Sadler
Arbitrator(s): Catherine Stewart, Stanley M. Lenkowicz, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | |
| 13-00310 | 08/10/2015 | Claimant(s): Julie Lefkowitz, E. Lefkowitz Trust
Claimant Lawyers(s): Peter H. McCallion
Respondent(s): Oppenheimer & Co.., John Miller
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: New York, NY
| | $0 |
| 13-00022 | 08/21/2014 | Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth W. Williams
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey Hedlund
Arbitrator(s): Charles A. Crocco, Ronald Citron, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | |
