Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00274 | 10/28/2022 | Claimant(s): Thomas Krauss Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): James McQuade Arbitrator(s): Camille S. Cooper, Kenneth Paul Williams, Karen J. Orlin Hearing Site: New York, NY | ||
| 20-02440 | 01/28/2022 | Claimant(s): Kenneth Williams Claimant Lawyers(s): Kenneth L. Williams Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Kim Monchik Arbitrator(s): Cynthia A. DiMarco Hearing Site: New York, NY | ||
| 13-00022 | 08/21/2014 | Claimant(s): Kenneth Williams Claimant Lawyers(s): Kenneth W. Williams Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey Hedlund Arbitrator(s): Charles A. Crocco, Ronald Citron, Sylvia Kaminsky Hearing Site: Newark, NJ | ||
| 12-01026 | 06/18/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patrick J. Whalen Respondent(s): Kenneth Williams Respondent Lawyers(s): Marc S. Dobin Arbitrator(s): Thomas B. Phillips, M. W. Gear, Walter N. Vernon Hearing Site: Kansas City, MO |