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FINRA Awards for Karen J. Orlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0027410/28/2022Claimant(s): Thomas Krauss
Claimant Lawyers(s): Daniel J. Kaiser
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): James McQuade
Arbitrator(s): Camille S. Cooper, Kenneth Paul Williams, Karen J. Orlin
Hearing Site: New York, NY
20-0150410/18/2022Claimant(s): Stephen Zaminski
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kuan Huang
Arbitrator(s): Karen J. Orlin, Albert Rizzo, Qiana Martin
Hearing Site: New York, NY
Checkmark Icon$0
17-0235408/19/2019Claimant(s): Cynthia Blasini, Jose Blanco Garrido, Maria Blanco Alvarado, Jostoche Associates, S.E., Jose E. Blanco Blasini Trust
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Leslie Flores, Peter S. Fruin
Arbitrator(s): Cheryl E. Winton, Richard J. Kaplan, Karen J. Orlin
Hearing Site: San Juan, PR
Checkmark Icon$4,420,380

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