Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00020 | 05/24/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Samuel Girgiss Respondent Lawyers(s): Samuel Girgiss Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 20-01504 | 10/18/2022 | Claimant(s): Stephen Zaminski Claimant Lawyers(s): Stefan Apotheker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kuan Huang Arbitrator(s): Karen J. Orlin, Albert Rizzo, Qiana Martin Hearing Site: New York, NY |  | $0 |
| 22-00302 | 07/12/2022 | Claimant(s): Rita Greenstein Claimant Lawyers(s): Steven A. Gelfand Respondent(s): David Lerner Associates., Daniel Lerner Respondent Lawyers(s): Eugene L. Small Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | | $23,480 |
| 18-04247 | 08/04/2021 | Claimant(s): Aliya Falk, Linda Falk, Mariel Falk Claimant Lawyers(s): John C. Re Respondent(s): Gary Zahakos, UBS Financial Services Inc. Respondent Lawyers(s): Joshua S. Bratspies Arbitrator(s): Jay Alan Kranis, David John Reilly, Albert Rizzo Hearing Site: New York, NY | | $0 |
| 20-00008 | 07/14/2021 | Claimant(s): Howard Alexander Claimant Lawyers(s): Keith Markel Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): G. Wayne Hillis Arbitrator(s): James D. Yellen, Albert Rizzo, Piotr Seweryn Wojtowicz Hearing Site: New York, NY | ||
| 19-01411 | 03/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Vince Glenn Respondent Lawyers(s): Kevin T. Duffy Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo Hearing Site: New York, NY | ||
| 20-02254 | 02/23/2021 | Claimant(s): Michael Orr Claimant Lawyers(s): Michael Orr Respondent(s): Laurence Allen, Michael Schunk, Nyppex Respondent Lawyers(s): Jeremy Kim Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 19-02597 | 04/02/2020 | Claimant(s): Ryan Ackerhalt Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Albert Rizzo Hearing Site: New York, NY | ||
| 19-00061 | 03/04/2020 | Claimant(s): Dolores Hofhine Claimant Lawyers(s): Dolores Mary Hofhine Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): David Francis MacNair, Albert Rizzo, Noah Jonathan Hanft Hearing Site: New York, NY | | Dismissed by Rule 12206/12504 |
| 19-00882 | 11/19/2019 | Claimant(s): G. Diddel Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Parkland Securities Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Albert Rizzo Hearing Site: New York, NY |