19-01411 | 03/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas B. Lewis Respondent(s): Vince Glenn Respondent Lawyers(s): Kevin T. Duffy Arbitrator(s): John Carl Cirincion, Mary Julia O'Connell, Albert Rizzo Hearing Site: New York, NY
| | |
09-05466 | 12/14/2015 | Claimant(s): Michael Chrys Claimant Lawyers(s): Matthew J. McDonald Respondent(s): Anthony Dinallo, Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): George F. Adams, Kenneth Dymond, John Carl Cirincion Hearing Site: Albany, NY
| | |
12-02943 | 05/28/2014 | Claimant(s): Alfred and Frances Woods Claimant Lawyers(s): Stephany D. McLaughlin Respondent(s): David Lerner Associates. Respondent Lawyers(s): Michael G. Shannon Arbitrator(s): Richard W. Vallario, Joseph J. Arata, John Carl Cirincion Hearing Site: New York, NY
| | Expungement |
09-02686 | 12/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Joseph D. MacLellan Respondent(s): Mark Amrhein Respondent Lawyers(s): Mark Amrhein Arbitrator(s): Jack Friedman, Michelle Jacobowitz Gallagher, John Carl Cirincion Hearing Site: New York, NY
| | $0 |
09-00293 | 08/13/2009 | Claimant(s): Fordham Financial Management. Claimant Lawyers(s): Raquel Terrigno Respondent(s): Larry Lubarsky Respondent Lawyers(s): Larry Lubarsky Arbitrator(s): Fred Shinagel, John B. Schwartzman, John Carl Cirincion Hearing Site: New York, NY
| | |