| 10-02256 | 12/18/2015 | Claimant(s): Estate of Frances Lagano
Claimant Lawyers(s): Frank Lagano
Respondent(s): Ardell Roan, George Manuelian, John Serocke, Joseph Calcagno, Morgan Stanley
Respondent Lawyers(s): Joseph Vincent Calcagno, Thomas P. Briody
Arbitrator(s): Michelle Jacobowitz Gallagher, Joanne Basso Mack, Gladys Mond
Hearing Site: New York, NY
|  | Expungement |
| 10-04088 | 04/26/2013 | Claimant(s): Lehman Brothers Holdings Inc., as assign
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Mary Kenworthy
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): John N. Polakas, Michelle Jacobowitz Gallagher
Hearing Site: New York, NY
| | |
| 09-04453 | 05/19/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Steven Mandala
Respondent Lawyers(s): Steven Michael Mandala
Arbitrator(s): Anne Wickham Boyle, Michelle Jacobowitz Gallagher, Linda J. Baer
Hearing Site: New York, NY
| | |
| 10-01913 | 03/04/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Donohue
Respondent Lawyers(s): Vincent John Donohue
Arbitrator(s): Michelle Jacobowitz Gallagher
Hearing Site: Newark, NJ
| | |
| 10-03140 | 01/18/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jason Latorre
Respondent Lawyers(s): Jason Frederick Latorre
Arbitrator(s): Michelle Jacobowitz Gallagher
Hearing Site: New York, NY
| | |
| 08-04144 | 10/06/2010 | Claimant(s): Ann Myers
Claimant Lawyers(s): Wayne E. Batcheler
Respondent(s): Alan Knisley, Wachovia Securities, Edward Mercier
Respondent Lawyers(s): Alan S. Rafterman, Angela A. Turiano
Arbitrator(s): Annette B. Meyers, Michelle Jacobowitz Gallagher, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 08-04141 | 06/02/2010 | Claimant(s): Andrew Kaye
Claimant Lawyers(s): Michael Grenert
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Michelle Jacobowitz Gallagher, Steven A. Infante, Betty Chen
Hearing Site: New York, NY
| | |
| 09-02686 | 12/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Mark Amrhein
Respondent Lawyers(s): Mark Amrhein
Arbitrator(s): Jack Friedman, Michelle Jacobowitz Gallagher, John Carl Cirincion
Hearing Site: New York, NY
| | $0 |
