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FINRA Awards for Joseph D. MacLellan

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0261512/07/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Daniel Miller
Respondent Lawyers(s): Daniel Francis Miller
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
09-0268612/16/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Mark Amrhein
Respondent Lawyers(s): Mark Amrhein
Arbitrator(s): Jack Friedman, Michelle Jacobowitz Gallagher, John Carl Cirincion
Hearing Site: New York, NY
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09-0281310/20/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Kirk Barrett
Respondent Lawyers(s): Kirk Christopher Barrett
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA

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