| 16-01995 | 09/12/2017 | Claimant(s): Francois Perron
Claimant Lawyers(s): Francois Perron
Respondent(s): William Nelson
Respondent Lawyers(s): William David Nelson
Arbitrator(s): Steven A. Infante, William A. Rome, Mary P. Bass
Hearing Site: New York, NY
|  | $5,000 |
| 10-04784 | 07/03/2012 | Claimant(s): Stavros Oscar Cid and Teresa Cid JTWROS, Teresa Cid JTWROS
Claimant Lawyers(s): Robert Giusti
Respondent(s): Citigroup Global Markets., John Abadiotakis
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Steven A. Infante, Benjamin L. Anderson
Hearing Site: New York, NY
| | $0 |
| 10-00125 | 11/09/2010 | Claimant(s): Anna Kazar
Claimant Lawyers(s): Elizabeth Hendricks
Respondent(s): Citigroup Global Markets., John Hochstrasser
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Fred S. Pieroni, Daniel J. McCarthy, Steven A. Infante
Hearing Site: New York, NY
| | $0 |
| 08-04141 | 06/02/2010 | Claimant(s): Andrew Kaye
Claimant Lawyers(s): Michael Grenert
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Michelle Jacobowitz Gallagher, Steven A. Infante, Betty Chen
Hearing Site: New York, NY
| | |
| 06-04610 | 08/19/2009 | Claimant(s): Maxine Jaffe
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Ernest Fanwick, Steven A. Infante, Fred L. Simon
Hearing Site: New York, NY
| | $152,186 |
| 07-02189 | 10/08/2008 | Claimant(s): Joan Donohue, Todd Donohue, Joan E. Donohue, IRA
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Thomas M. Crawford, Edith M. Novack, Steven A. Infante
Hearing Site: New York, NY
| | Expungement |
| 05-01106 | 11/30/2007 | Claimant(s): Anthony Titone
Claimant Lawyers(s): Kimberly N. Testa
Respondent(s): RBC Dain Rauscher., Stanley Hochhauser
Respondent Lawyers(s): Sandra Grannum
Arbitrator(s): Ivan W. Harper, Frank J. Spencer, Steven A. Infante
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 06-03677 | 11/29/2007 | Claimant(s): Lewis Goldman
Claimant Lawyers(s): Lewis Ira Goldman
Respondent(s): Eduardo Prado, Finacorp Securities
Respondent Lawyers(s): Eduardo J. Prado, Eduardo Jose Prado
Arbitrator(s): Steven A. Infante, Joseph Rudolph Guarino, Brian F Loveman
Hearing Site: New York, NY
| | |
