13-03653 | 04/10/2015 | Claimant(s): Erno Bodek Claimant Lawyers(s): Charles Goldstein Respondent(s): Jeffrey Auerbach, Vfinance Investments Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Larry H. Irom, Fred L. Simon, Geri S. Krauss Hearing Site: New York, NY
| | Expungement |
13-01411 | 02/04/2015 | Claimant(s): CIFG Assurance North America. Claimant Lawyers(s): Sean Baldwin Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): William B. Monahan Arbitrator(s): Mitchell S. Friedman, Fred L. Simon, Renee La Verne Ross CFP Hearing Site: New York, NY
| | $2,500,000 |
11-03027 | 04/03/2013 | Claimant(s): Ji Min Claimant Lawyers(s): Ji Young Min Respondent(s): Daniel Ladner, David Prockter, UBS Financial Services Inc. Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): David S. Billet, Fred L. Simon, William G. Haviland Hearing Site: New York, NY
| | $0 |
09-05068 | 04/01/2011 | Claimant(s): Five Rivers Assets Management Claimant Lawyers(s): Robert E. Thompson Respondent(s): Joseph Leschinsky, Interactive Brokers LLC Respondent Lawyers(s): Jocelyn Barone Partridge, John J. Nielands Arbitrator(s): Fred L. Simon, Eugene G. P. Byrne, Alan Steven Brodherson Hearing Site: New York, NY
| | $0 |
08-03300 | 06/18/2010 | Claimant(s): Richard Jedwab and Marilyn Jedwab Claimant Lawyers(s): Benjamin Lapin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): John J. Nielands Arbitrator(s): Fred L. Simon, Ellyn S. Roth, Jeffrey P. Halperin Hearing Site: New York, NY
| | $0 |
06-04610 | 08/19/2009 | Claimant(s): Maxine Jaffe Claimant Lawyers(s): Scott L. Silver Respondent(s): Gary Gross Respondent Lawyers(s): Gary Gross Arbitrator(s): Ernest Fanwick, Steven A. Infante, Fred L. Simon Hearing Site: New York, NY
| | $152,186 |