15-01681 | 05/11/2017 | Claimant(s): Lorraine Bonifazio Claimant Lawyers(s): Anthony Varbero Respondent(s): Bruce Guarino, Carl Antaki, Rockwell Global Capital LLC Respondent Lawyers(s): Carl G. Antaki, Robert Bursky Arbitrator(s): Renee La Verne Ross CFP, R. Peyton Gibson Hearing Site: New York, NY
| | Stipulated Award |
12-02002 | 04/23/2015 | Claimant(s): Grace Financial Group LLC Claimant Lawyers(s): Timothy P. Kebbe Respondent(s): Apex Clearing Corporation, Penson Financial Services. Respondent Lawyers(s): John P. Bevilacqua, Mark G. Hanchet Arbitrator(s): W. Jeffrey Weinlandt, Renee La Verne Ross CFP, Richard Bryce Nesson Hearing Site: New York, NY
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13-01411 | 02/04/2015 | Claimant(s): CIFG Assurance North America. Claimant Lawyers(s): Sean Baldwin Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): William B. Monahan Arbitrator(s): Mitchell S. Friedman, Fred L. Simon, Renee La Verne Ross CFP Hearing Site: New York, NY
| | $2,500,000 |
09-02435 | 10/15/2010 | Claimant(s): Seymour L. Goldman, executor of the Esta Claimant Lawyers(s): Mark D. Risk Respondent(s): Wachovia Securities Respondent Lawyers(s): Joel E. Davidson Arbitrator(s): Marilyn J. Salzman, Julian F. Santos, Renee La Verne Ross CFP Hearing Site: New York, NY
| | $0 |
05-06051 | 01/16/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Erin E. Mac Avoy Respondent(s): Sean Daly Respondent Lawyers(s): Sean M. Daly Arbitrator(s): Linda S. Cole, Joshua Mark Zucker, Renee La Verne Ross CFP Hearing Site: New York, NY
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06-02865 | 04/23/2008 | Claimant(s): Frank Palumbo Claimant Lawyers(s): Scott A. Lucas Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank Respondent Lawyers(s): Thomas J. Momjian Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson Hearing Site: New York, NY
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06-03501 | 12/04/2007 | Claimant(s): Elizabeth Greer Claimant Lawyers(s): Romaine L. Gardner Respondent(s): Judith Cassidy, New England Securities Respondent Lawyers(s): Rapheal M. Rosenblatt Arbitrator(s): Ernest Fanwick, Barnard Seligman, Renee La Verne Ross CFP Hearing Site: New York, NY
| | $0 |
04-07284 | 11/07/2007 | Claimant(s): Leontina Rowe, Aurum Capital Partners, L.P. Claimant Lawyers(s): William F. Dahill Respondent(s): Sofia Frankel, Lehman Brothers Inc Respondent Lawyers(s): Brian F. McDonough Arbitrator(s): George W. Fehling, Karimu F. Hill-Harvey, Renee La Verne Ross CFP Hearing Site: New York, NY
| | $0 |