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FINRA Awards for William F. Dahill

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0377103/23/2021Claimant(s): Frank Miceli
Claimant Lawyers(s): William F. Dahill
Respondent(s): Christopher Matthaei, Elevation
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson
Hearing Site: Jersey City, NJ
16-0084203/08/2017Claimant(s): Richard Davis
Claimant Lawyers(s): Ira M. Belsky
Respondent(s): Gregory Osborn, Axiom Capital Management.
Respondent Lawyers(s): Gregory Jerome Ptasienski Osborn, William F. Dahill
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$36,667
11-0424112/24/2013Claimant(s): James Cohen, Worldwide Media Services., Custodian for Alexander I. Cohen, Custodian for Jaclyn J. Cohen, Custodian for Justin J. Cohen, Custodian for Robert B. Cohen II, Robert B. Cohen Living Trust
Claimant Lawyers(s): William F. Dahill
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Dwight Wassong, Joan Dawn Hogarth, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
Checkmark Icon$0
04-0348110/30/2008Claimant(s): JAS Holding Corporation, Jeffrey & Lauren Sardis JTWROS, Jeffrey & Lauren Sardis Jt. Ten
Claimant Lawyers(s): Dan Brecher, William F. Dahill
Respondent(s): Goldman, Sachs and Company, Sofia Frankel
Respondent Lawyers(s): Brian F. McDonough, Michael J. Dell
Arbitrator(s): Martin Jay Siegel, Dennis C. Meyerson, Michael S. Perinelli
Hearing Site: New York, NY
Checkmark Icon$3,500,000
04-0728411/07/2007Claimant(s): Leontina Rowe, Aurum Capital Partners, L.P.
Claimant Lawyers(s): William F. Dahill
Respondent(s): Sofia Frankel, Lehman Brothers Inc
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): George W. Fehling, Karimu F. Hill-Harvey, Renee La Verne Ross CFP
Hearing Site: New York, NY
Checkmark Icon$0

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