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FINRA Awards for Elevation

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0294106/22/2022Claimant(s): Russell Smith
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Elevation
Respondent Lawyers(s): James Garvey
Arbitrator(s): Cynthia A. DiMarco, Martin Deignan Dehler, Rae Tina Eskreis-Nelson
Hearing Site: New York, NY
19-0377103/23/2021Claimant(s): Frank Miceli
Claimant Lawyers(s): William F. Dahill
Respondent(s): Christopher Matthaei, Elevation
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson
Hearing Site: Jersey City, NJ

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