| 22-01542 | 12/12/2022 | Claimant(s): Yusuf Hai
Claimant Lawyers(s): Yusuf Abdul Hai
Respondent(s): Kenneth Chaput, Osman Minkara, CIG Capital Advisors Inc., CIG Securities
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Gail K. Barski-McCracken
Hearing Site: Detroit, MI
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| 21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun
Hearing Site: Chicago, IL
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| 19-03771 | 03/23/2021 | Claimant(s): Frank Miceli
Claimant Lawyers(s): William F. Dahill
Respondent(s): Christopher Matthaei, Elevation
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson
Hearing Site: Jersey City, NJ
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| 07-03072 | 12/29/2015 | Claimant(s): TradeRight Corp. d/b/a TradeRight Securi
Claimant Lawyers(s): James V. Garvey
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher P. Mader
Arbitrator(s):
Hearing Site: San Francisco, CA
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| 12-03051 | 12/02/2013 | Claimant(s): Gary Siegfried
Claimant Lawyers(s): Gary D. Siegfried
Respondent(s): John Sweeney, ING Financial Partners., ING Reliastar Life Insurance Company
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Thomas J. Ray, M. Eileen Dorsey, Frederick Michael Switzer
Hearing Site: St. Louis, MO
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| 09-00494 | 03/09/2010 | Claimant(s): Richard Shipman
Claimant Lawyers(s): Mark W. Pugsley
Respondent(s): Equitrust Marketing Services, Farm Bureau Life Insurance Company, Farm Bureau Mutual Insurance Company, Western Agricultural Insurance Company
Respondent Lawyers(s): James V. Garvey
Arbitrator(s): Langdon T. Owen, Michael Dean, John G. Manley
Hearing Site: Salt Lake City, UT
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