23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company Claimant Lawyers(s): Leonard Weintraub Respondent(s): Steven Levine Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff Hearing Site: Boca Raton, FL
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22-01684 | 05/22/2023 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Matthew Reynolds Respondent Lawyers(s): John S. Monical Arbitrator(s): Alexis Anne Washa, Matthew D Arbit, Matthew Lane Hearing Site: Chicago, IL
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21-00301 | 05/31/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Barry Krumwiede, Bryan Schneider, Christopher Bowman Respondent Lawyers(s): James V. Garvey Arbitrator(s): Leon Fox, Christopher Crimer, Michele Braun Hearing Site: Chicago, IL
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19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz Hearing Site: New York, NY
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18-03204 | 10/22/2020 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Jackson Stewart, Mark Obrzut, Nathan Shields, Raymond, James & Associates. Respondent Lawyers(s): Jeff Csercsevits Arbitrator(s): Susan L. Walker, Eugene G. Ziobron, Laurel Robin Klapper Gilchrist Hearing Site: Indianapolis, IN
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18-03644 | 12/24/2019 | Claimant(s): Pruco Securities., Prudential Insurance Company Of America Claimant Lawyers(s): Leonard Weintraub Respondent(s): Michael Witsman Respondent Lawyers(s): Jerry M. Santangelo Arbitrator(s): Andrew Brehm, Philip J. Glick, Dianne Marie Onichimowski Hearing Site: Chicago, IL
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17-03424 | 01/18/2019 | Claimant(s): Joseph Cothron Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): William G. Binckes Hearing Site: New York, NY
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18-01194 | 11/15/2018 | Claimant(s): Kevin Gildner, Shawn Derrick, Commonwealth Financial Network Claimant Lawyers(s): Leonard Weintraub Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Jeffry M. Bauer, Michael P. Hennigan, Clifford C. Rohde Hearing Site: Buffalo, NY
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17-02395 | 08/03/2018 | Claimant(s): Brian Mulvey Claimant Lawyers(s): Owen Harnett Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Paul A. Auerbach Hearing Site: Boston, MA
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17-01832 | 02/12/2018 | Claimant(s): Padraig McBrien Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Sandra Gale Behrle Hearing Site: New York, NY
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