| 18-03644 | 12/24/2019 | Claimant(s): Pruco Securities., Prudential Insurance Company Of America
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Michael Witsman
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Andrew Brehm, Philip J. Glick, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
| | |
| 15-03239 | 05/15/2017 | Claimant(s): Marjorie R. Brown Trust U/A/D 11/25/1997
Claimant Lawyers(s): Ralph J. Sirlin
Respondent(s): Morgan Stanley, Citigroup Global Markets.
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Robert J. Scafuri, A. Robert Stevenson, Melissa B. VanDam
Hearing Site: Detroit, MI
|  | $150,000 |
| 12-02272 | 06/21/2013 | Claimant(s): Judith S. Primak Trust u/a DTD 7/15/82
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Harvey Frank, Jack L. Somers, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $0 |
| 11-02078 | 11/09/2012 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jerry M. Santangelo
Respondent(s): Robert McCulloch, Hunter Associates.
Respondent Lawyers(s): Lori Vinciguerra
Arbitrator(s): Edward L. Roth, Eugene M. Schloss, Lane Alan Montz
Hearing Site: Cleveland, OH
| | |
| 08-00844 | 12/11/2009 | Claimant(s): David Aquilina
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Daniel Mooradian, Gary Jbara, Citigroup Global Markets., Jessie Collins-Rehil, Lewis Walterhouse, Mark Rogers, Robert Bradley, Thomas Welch
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Jeffry M. Bauer, Carole M. Crosby, Harold Hood
Hearing Site: Detroit, MI
| | |
| 08-02895 | 04/30/2009 | Claimant(s): Mark Moran
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): George N. Roy, Thomas P. Delnoce, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | |
