22-02857 | 10/07/2024 | Claimant(s): David Wojcik, David R. Wojcik IRA Claimant Lawyers(s): Chase Carlson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Josette Belvedere, Marcia Bonita Gevers, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | Expungement |
22-00307 | 08/31/2023 | Claimant(s): Roxanne Gottlieb Claimant Lawyers(s): Anthony F. Fata Respondent(s): Matrix Capital Advisors Respondent Lawyers(s): John M. O'Bryan Arbitrator(s): Thomas Michael Genovese, Dianne Marie Onichimowski, Richard Michael Stanton Hearing Site: Chicago, IL
| | $0 |
21-02264 | 03/23/2023 | Claimant(s): Estate of Ellard (through PR) Claimant Lawyers(s): Anthony F. Fata Respondent(s): Morgan Stanley Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Dianne Marie Onichimowski, Mark W Solock, Matthew James Mc Carter Hearing Site: Chicago, IL
| | $782,273 |
21-00211 | 07/27/2022 | Claimant(s): Bernard So Claimant Lawyers(s): Joseph R. Henderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): John Stewart Arbitrator(s): Steven H. Vogel, Walter Patrick Giblin, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | $0 |
20-01200 | 02/11/2022 | Claimant(s): Frank Petrosino, James Salter Claimant Lawyers(s): Lainie E. Cohen Respondent(s): Paulson Investment Company, Joseph Hain, Timothy Touloukian Respondent Lawyers(s): Richard Roth, Steven C. Berman, Todd A. Zuckerbrod Arbitrator(s): Leon Fox, Dianne Marie Onichimowski, William James Shimanek Hearing Site: Chicago, IL
| | Expungement |
19-02344 | 10/20/2021 | Claimant(s): Mark Berens Claimant Lawyers(s): Brian E. Martin Respondent(s): Morgan Stanley Respondent Lawyers(s): Esther Cho Arbitrator(s): Theresa A Gillerlain, Thomas Michael Genovese, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | $0 |
19-03088 | 08/04/2021 | Claimant(s): Brooklight Place Securities. Claimant Lawyers(s): Kristi L. Browne Respondent(s): Charles Brettell, Joanne Woiteshek, Richard Peterbok, Interactive Financial Advisors. Respondent Lawyers(s): James L. Kopecky, Kristi L. Browne Arbitrator(s): Joy Pava Shulruff, Jacqueline Stanley Lustig, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | |
18-03644 | 12/24/2019 | Claimant(s): Pruco Securities., Prudential Insurance Company Of America Claimant Lawyers(s): Leonard Weintraub Respondent(s): Michael Witsman Respondent Lawyers(s): Jerry M. Santangelo Arbitrator(s): Andrew Brehm, Philip J. Glick, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | |
15-03057 | 12/06/2016 | Claimant(s): Aaron Suen Claimant Lawyers(s): Robert J. Girard Respondent(s): Peter McDonnell Respondent Lawyers(s): William J. Nissen Arbitrator(s): Edward Louis Koven, Elaine Munson Loeser, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | Expungement |
15-00193 | 02/25/2016 | Claimant(s): Robert Wagner, Vicki Wagner Claimant Lawyers(s): Arthur S. Leider Respondent(s): Henry Kulig, FSC Securities Corporation Respondent Lawyers(s): Craig H. Kuglar Arbitrator(s): Daniel R. Formeller, Dianne Marie Onichimowski Hearing Site: Chicago, IL
| | $70,333 |