23-02519 | 09/13/2024 | Claimant(s): William Harrison Claimant Lawyers(s): William H. Harrison Respondent(s): Lightspeed Financial Services Group LLC Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Eric R. Benton Hearing Site: Houston, TX
| | $0 |
21-02288 | 09/13/2023 | Claimant(s): John Baccich, Kevin Gaddi, Robert Gaddi, Steven Finnk Claimant Lawyers(s): Bruce Lewitas Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Michael S. Matek, Gregory G. Gocek, William Popper Hearing Site: Chicago, IL
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20-00275 | 10/29/2021 | Claimant(s): Michal Marczyk Claimant Lawyers(s): Jon A. Jacobson Respondent(s): Lime Brokerage Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Seth L. Finkel, Justin M. Moore, Jeff Cappelletti Hearing Site: Boca Raton, FL
| | $0 |
19-03088 | 08/04/2021 | Claimant(s): Brooklight Place Securities. Claimant Lawyers(s): Kristi L. Browne Respondent(s): Charles Brettell, Joanne Woiteshek, Richard Peterbok, Interactive Financial Advisors. Respondent Lawyers(s): James L. Kopecky, Kristi L. Browne Arbitrator(s): Joy Pava Shulruff, Jacqueline Stanley Lustig, Dianne Marie Onichimowski Hearing Site: Chicago, IL
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20-04134 | 05/21/2021 | Claimant(s): Urban Financial Advisory Corporation Claimant Lawyers(s): Bruce Lewitas Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Daniel R. Formeller Hearing Site: Chicago, IL
| | $300 |
20-01289 | 09/09/2020 | Claimant(s): Gail Levee, The Gail Levee Trust Claimant Lawyers(s): Philip L. Vujanov Respondent(s): Jennifer Rosenblum, Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Elliott Finkel, Joseph C. Watson, Sean Anthony Richardson Hearing Site: Los Angeles, CA
| | $0 |
18-00564 | 11/18/2019 | Claimant(s): Interactive Financial Advisors. Claimant Lawyers(s): James L. Kopecky Respondent(s): GWN Securities Inc. Respondent Lawyers(s): Kathy Klock Arbitrator(s): Theodore W. Wrobleski, Arne R. Rode, John Michael O'Toole Hearing Site: Chicago, IL
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18-00787 | 02/28/2019 | Claimant(s): Jeffrey Mackevich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL
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16-03220 | 11/02/2017 | Claimant(s): Eugene Giaquinto Claimant Lawyers(s): Gary Menzer Respondent(s): Lightspeed Trading Respondent Lawyers(s): James L. Kopecky Arbitrator(s): Micalyn S. Harris, Paul Allan Massaro, Robert Allen Pope Hearing Site: Newark, NJ
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15-01514 | 03/17/2017 | Claimant(s): Robert Ehrenspeck Claimant Lawyers(s): Kevin P. Conway Respondent(s): Derek Schure, Mark Melnick, Lightspeed Trading Respondent Lawyers(s): James L. Kopecky, Robert M. Bursky Arbitrator(s): Alice J. P. Lee-Getman, Edward W. Morris, Brian John Gallagher Hearing Site: New York, NY
| | $0 |