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FINRA Awards for Interactive Financial Advisors.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0308808/04/2021Claimant(s): Brooklight Place Securities.
Claimant Lawyers(s): Kristi L. Browne
Respondent(s): Charles Brettell, Joanne Woiteshek, Richard Peterbok, Interactive Financial Advisors.
Respondent Lawyers(s): James L. Kopecky, Kristi L. Browne
Arbitrator(s): Joy Pava Shulruff, Jacqueline Stanley Lustig, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
18-0056411/18/2019Claimant(s): Interactive Financial Advisors.
Claimant Lawyers(s): James L. Kopecky
Respondent(s): GWN Securities Inc.
Respondent Lawyers(s): Kathy Klock
Arbitrator(s): Theodore W. Wrobleski, Arne R. Rode, John Michael O'Toole
Hearing Site: Chicago, IL
10-0033903/17/2011Claimant(s): Barbara Willis
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Leland Stevens, Great American Advisors., Interactive Financial Advisors.
Respondent Lawyers(s): James L. Kopecky, Joseph M. Callow, Steven D. Smith
Arbitrator(s): Roderick B. Mathews
Hearing Site: Richmond, VA
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