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FINRA Awards for Joy Pava Shulruff

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0308808/04/2021Claimant(s): Brooklight Place Securities.
Claimant Lawyers(s): Kristi L. Browne
Respondent(s): Charles Brettell, Joanne Woiteshek, Richard Peterbok, Interactive Financial Advisors.
Respondent Lawyers(s): James L. Kopecky, Kristi L. Browne
Arbitrator(s): Joy Pava Shulruff, Jacqueline Stanley Lustig, Dianne Marie Onichimowski
Hearing Site: Chicago, IL
08-0243307/31/2009Claimant(s): Bevery Hills Bank & Trust Company, Wayne Hummer Investments LLC
Claimant Lawyers(s): Melvin G. Moseley
Respondent(s): Daniel Hack, Citigroup Global Markets., Mary Anderson, Marybeth Oconnor, Michelle Hughes, Patricia Marsh, Phillip Burno, Tracy Polselli
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Richard G Clemens, Joy Pava Shulruff, Rody P. Biggert
Hearing Site: Chicago, IL
Expungement

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