| 23-03644 | 10/31/2024 | Claimant(s): April Schuster, Jennifer Smykowski, Marina Heine, Michael Hall, Patricia Labrosciano, Peter Smykowski, Roy Heine, Robert E. Prost & Rita R. Prost Trust
Claimant Lawyers(s): Adam J. Gana, Jonathan Kurta
Respondent(s): Wintrust Investments LLC
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Alden Sharp Adkins, John William Kenesey, Lisa M. Lilly
Hearing Site: Chicago, IL
|  | Dismissed by Rule 12206 |
| 23-01188 | 09/23/2024 | Claimant(s): Winifred Botkin, Winifred Botkin Trust
Claimant Lawyers(s): Janis Jannusch
Respondent(s): Stephen Sperling, Wintrust Investments LLC
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Daniel R. Formeller
Hearing Site: Chicago, IL
| | Expungement |
| 23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Wintrust Investments LLC
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 17-00942 | 08/20/2018 | Claimant(s): David E. Vittori, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wayne Hummer Investments L.L.C.
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Theodore W. Wrobleski, Mark L Miller
Hearing Site: Chicago, IL
| | $0 |
| 17-02326 | 06/29/2018 | Claimant(s): Brian Rix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Centennial Securities Company.
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Sarah J. Nordlund, Robert Lane Arrington, Patrick K. Gregorius
Hearing Site: Nashville, TN
| | Expungement |
| 15-02080 | 10/11/2016 | Claimant(s): BMO Harris Financial Advisors.
Claimant Lawyers(s): Maria Kreiter
Respondent(s): Neil Moscicki, Wayne Hummer Investments L.L.C.
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Frank Samuelsohn, Thomas F. Mahoney, Michael F. Jordan
Hearing Site: Chicago, IL
| | |
| 12-02682 | 08/25/2014 | Claimant(s): Milton Secor
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond Pett
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Barry Goldman, Charlene Johnson, William Joseph Caprathe
Hearing Site: Detroit, MI
| | Expungement |
| 10-00210 | 01/14/2011 | Claimant(s): Paul Stanley
Claimant Lawyers(s): Marc A. Goldman
Respondent(s): Dennis Brown, Kimberly Liddell, Equitas America
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Peter S. Viviano, Kenneth J. Safran, Jonathan Edward Maire
Hearing Site: Detroit, MI
| | |
| 08-02433 | 07/31/2009 | Claimant(s): Bevery Hills Bank & Trust Company, Wayne Hummer Investments LLC
Claimant Lawyers(s): Melvin G. Moseley
Respondent(s): Daniel Hack, Citigroup Global Markets., Mary Anderson, Marybeth Oconnor, Michelle Hughes, Patricia Marsh, Phillip Burno, Tracy Polselli
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Richard G Clemens, Joy Pava Shulruff, Rody P. Biggert
Hearing Site: Chicago, IL
| | Expungement |
| 06-05160 | 01/16/2008 | Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company
Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley
Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $0 |
