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FINRA Awards for Charlene Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0108608/23/2016Claimant(s): Waddell & Reed
Claimant Lawyers(s): Eric Martin
Respondent(s): J-Thaddeus McGaffey
Respondent Lawyers(s): J-Thaddeus Peter McGaffey
Arbitrator(s): Jack J. Mazzara, Patrick R. Sughroue, Charlene Johnson
Hearing Site: Detroit, MI
14-0054512/02/2014Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Suchitra Busch, Executive Wealth Management
Respondent Lawyers(s): David H. Jarvis, Tara E. Mahoney
Arbitrator(s): Peter S. Viviano, Tracy L. Allen, Charlene Johnson
Hearing Site: Detroit, MI
12-0268208/25/2014Claimant(s): Milton Secor
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond Pett
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Barry Goldman, Charlene Johnson, William Joseph Caprathe
Hearing Site: Detroit, MI
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