| 15-01086 | 08/23/2016 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Eric Martin
Respondent(s): J-Thaddeus McGaffey
Respondent Lawyers(s): J-Thaddeus Peter McGaffey
Arbitrator(s): Jack J. Mazzara, Patrick R. Sughroue, Charlene Johnson
Hearing Site: Detroit, MI
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| 13-03743 | 05/07/2015 | Claimant(s): Viola Nutt, PTC Cust Rollover IRA FBO of Viola Nutt, V. Elaine Nutt Revocable Living Trust
Claimant Lawyers(s): Joseph Spiegel
Respondent(s): Bradley FischerL Financial LLC
Respondent Lawyers(s): Bradley Schram
Arbitrator(s): Jack J. Mazzara, Jack L. Somers, Michael George Kelly
Hearing Site: Detroit, MI
|  | Expungement |
| 09-01985 | 07/29/2010 | Claimant(s): Anthony Manaia
Claimant Lawyers(s): Anthony Gerard Manaia
Respondent(s): Royal Alliance Associates., United Securities Alliance.
Respondent Lawyers(s): Ambreen A. Delawalla, Michael Jones
Arbitrator(s): Jack J. Mazzara
Hearing Site: Detroit, MI
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| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
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