17-02841 | 11/29/2019 | Claimant(s): Debrah Oelke, Pamela Grether Claimant Lawyers(s): Paul A. Lieberman Respondent(s): Louis Lukic, UBS Financial Services Inc., Michael Kelly Respondent Lawyers(s): Christopher A. Stecher Arbitrator(s): Terry F Peppard, David J. Hase, Matthew James Kearney Hearing Site: Milwaukee, WI
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16-03241 | 08/20/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Jennifer L. Ciralsky Respondent(s): Michael Kelly, Paul K Ramus, Todd Barden, Great Lakes Retirement Plan Consultants Respondent Lawyers(s): Jennifer L. Ciralsky, Sean M. Sweeney Arbitrator(s): Howard N. Rubin, Mark A. Frankel, Dennis M. Selby Hearing Site: Milwaukee, WI
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15-02618 | 10/30/2015 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Joe Gehring Respondent(s): Brian Green Respondent Lawyers(s): Daniel Quick Arbitrator(s): Melissa B. VanDam, Michael George Kelly, James George Timpa Hearing Site: Detroit, MI
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13-03743 | 05/07/2015 | Claimant(s): Viola Nutt, PTC Cust Rollover IRA FBO of Viola Nutt, V. Elaine Nutt Revocable Living Trust Claimant Lawyers(s): Joseph Spiegel Respondent(s): Bradley FischerL Financial LLC Respondent Lawyers(s): Bradley Schram Arbitrator(s): Jack J. Mazzara, Jack L. Somers, Michael George Kelly Hearing Site: Detroit, MI
| | Expungement |
14-00877 | 03/30/2015 | Claimant(s): Carmelo Corsello Claimant Lawyers(s): James Kirtland Respondent(s): Michael Kelly, Regal Securities. Respondent Lawyers(s): Alan M. Wolper, Michael John Kelly Arbitrator(s): Charles A. Crocco, Linda T. Pellegrino, Paul Allan Massaro Hearing Site: Newark, NJ
| | $0 |
11-00398 | 07/18/2012 | Claimant(s): Anthony Desantis Claimant Lawyers(s): Mark T. Butler Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): John C. Kelly Arbitrator(s): Jacqueline R. Fox, Dana R. Dawe, Michael George Kelly Hearing Site: Detroit, MI
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09-05805 | 03/18/2011 | Claimant(s): Barbara Golds, Jack Golds IRA, Jack Golds, Roth IRA Claimant Lawyers(s): David M. Foster Respondent(s): LPL Financial LLC, David Steckler, Legent Clearing, Linsco/Private Ledger Corp Respondent Lawyers(s): Christopher H. Tovar, David H. Jarvis, James E. Roach Arbitrator(s): Larry C. Kreul, Jacqueline R. Fox, Michael George Kelly Hearing Site: Detroit, MI
| | $175,000 |