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FINRA Awards for Sarah J. Nordlund

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0232606/29/2018Claimant(s): Brian Rix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Centennial Securities Company.
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Sarah J. Nordlund, Robert Lane Arrington, Patrick K. Gregorius
Hearing Site: Nashville, TN
Checkmark IconExpungement
15-0110412/18/2017Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Bradley Fullington
Respondent Lawyers(s): Bradley Wayne Fullington
Arbitrator(s): Maurice M. Feller, Mary F. Kampa O'Mara, Sarah J. Nordlund
Hearing Site: Nashville, TN

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