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FINRA Awards for Brian Rix

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0232606/29/2018Claimant(s): Brian Rix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Centennial Securities Company.
Respondent Lawyers(s): Melvin G. Moseley
Arbitrator(s): Sarah J. Nordlund, Robert Lane Arrington, Patrick K. Gregorius
Hearing Site: Nashville, TN
Checkmark IconExpungement

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