| 22-02051 | 10/21/2024 | Claimant(s): Darren Oglesby
Claimant Lawyers(s): Patrick S. Wolleson
Respondent(s): Amber Fife, Wells Fargo Clearing Services, Michael Ryan
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Mark A. Myers, Kenneth R. Starr, Robert E. Graves
Hearing Site: Jackson, MS
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| 21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
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| 19-00050 | 02/27/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Walter Taylor
Respondent Lawyers(s): Walter G. Taylor
Arbitrator(s): John P. Cullem
Hearing Site: Raleigh, NC
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| 15-01104 | 12/18/2017 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Bradley Fullington
Respondent Lawyers(s): Bradley Wayne Fullington
Arbitrator(s): Maurice M. Feller, Mary F. Kampa O'Mara, Sarah J. Nordlund
Hearing Site: Nashville, TN
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| 13-02747 | 01/03/2014 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Russell Beck
Respondent(s): Melissa Clemens
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Hugh J. Moore, John C. Burch, Kenneth M. Jackson
Hearing Site: Nashville, TN
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| 12-03453 | 01/02/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): David Dunavant
Respondent Lawyers(s): David Robert Dunavant
Arbitrator(s): Eric Spencer Buchanan, Leslie T. Hanna, Jeff Mueller
Hearing Site: Memphis, TN
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| 10-04344 | 07/20/2011 | Claimant(s): Legends Bank
Claimant Lawyers(s): John M Edgar
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas K. Potter, III
Arbitrator(s): Monica I. Salis, Beverly S. Gordon, Domitilia M. dos Santos
Hearing Site: Nashville, TN
|  | Stipulated Award and Expungement |
| 09-06410 | 12/02/2010 | Claimant(s): John Hurd, John Walsh, Marc Bonifacic
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): Thomas Pritchard, Todd Giustiniano, Pritchard Capital Holding
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Charles A. Bosworth, Kurt D. Steiner, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
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| 09-01532 | 05/03/2010 | Claimant(s): J.P. Morgan Securities, JP Morgan Chase and Company
Claimant Lawyers(s): Murphy J. Foster
Respondent(s): Wachovia Securities, James Poche, Kevin Knobloch, Shaun Burns
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): C. Ellis Henican, David J. Schexnaydre, Richard J. Clement
Hearing Site: New Orleans, LA
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| 07-03283 | 10/15/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Eric Dunavant
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Prince C. Chambliss, G. Phillip Shuler, Robert A. Wojcik
Hearing Site: New Orleans, LA
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