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FINRA Awards for G. Phillip Shuler

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0353411/17/2010Claimant(s): Raymond Heck
Claimant Lawyers(s): Raymond E. Heck
Respondent(s): Kirk Kepper
Respondent Lawyers(s): Keith Friley
Arbitrator(s): Dale A. Kaliszeski, G. Phillip Shuler, Allen J. Krouse
Hearing Site: New Orleans, LA
Checkmark IconSettlement
07-0328310/15/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Eric Dunavant
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Prince C. Chambliss, G. Phillip Shuler, Robert A. Wojcik
Hearing Site: New Orleans, LA

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