| 09-05503 | 05/24/2011 | Claimant(s): Boushy North Investments Ltd.
Claimant Lawyers(s): Paul I. Aronowitz
Respondent(s): Penson Financial Services, Second Mile Wealth Management.
Respondent Lawyers(s): Matthew G. Nielsen, Will S. Montgomery
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Michael S. Yauch
Hearing Site: Houston, TX
|  | $500,000 |
| 09-06410 | 12/02/2010 | Claimant(s): John Hurd, John Walsh, Marc Bonifacic
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): Thomas Pritchard, Todd Giustiniano, Pritchard Capital Holding
Respondent Lawyers(s): Thomas K. Potter
Arbitrator(s): Charles A. Bosworth, Kurt D. Steiner, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | |
| 08-04690 | 08/04/2010 | Claimant(s): Eugene Wittkopf Deceased IRA, The Barbara J. Wittkopf, IRA, The Wittkopf Family Bypass Trust, The Wittkopf Family Settlors Trust
Claimant Lawyers(s): Barbara Wittkopf
Respondent(s): Feltus McKowen, Mary Carleton, Broad Street Securities.
Respondent Lawyers(s): Charles W. Austin, Feltus B. McKowen, Stuart G. Burchard
Arbitrator(s): Cheryl D. Cassreino, Kurt D. Steiner, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $558,586 |
| 05-05747 | 10/23/2008 | Claimant(s): Goodwill Holdings LDC
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): Bernard D. Hammer, Kurt D. Steiner, Eric R. Benton
Hearing Site: Houston, TX
| | $0 |
